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FIN 370 Week 1 DQ 1

FIN 370 Week 1 DQ 1

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FIN 370 Week 1 DQ 1 -

DQ 1. What are three primary roles of the U.S. Securities and Exchange Commission (SEC)? How does the Sarbanes-Oxley Act of 2002 augment the SEC's role in managing financial governance? Do you think businesses became more ethical after Sarbanes-Oxley was passed? What can companies do to prevent financial fraud from happening within the company by employess?  Provide examples to support your answer.

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