FIN 370 Week 1 DQ 1 -
DQ 1. What are three primary roles of the U.S. Securities and Exchange Commission (SEC)? How does the Sarbanes-Oxley Act of 2002 augment the SEC's role in managing financial governance? Do you think businesses became more ethical after Sarbanes-Oxley was passed? What can companies do to prevent financial fraud from happening within the company by employess? Provide examples to support your answer.